The Finalto Broker Series

08/03/2023 This week Finalto has published the first instalment of
its Finalto Broker Series. We published our The Future of Compliance report, which details
all the elements brokers need to know about how to remain compliant in a changing landscape.
Our series will touch on all the elements you need to know for a best practice brokerage
from the industry specific stuff such as compliance and regulations, liquidity, risk, data
and technology, to fundamentals necessary for any business such as customer service,
marketing and communications. We’ll be releasing new reports regularly for the next few
months, as well as supporting videos, graphics and articles discussing elements in more
detail and featuring industry experts. This month, we’re focusing on compliance with the
publication of our first report, but we also have articles exploring how to prepare for the
Consumer Duty UK changes this year, and how technology can help brokers automate and
improve. Read the first report in the series The Future of Compliance below:
The Finalto Broker Series –
Finalto